Federal securities laws play a crucial role in regulating how companies raise capital, communicate with investors, and ensure transparency in their financial operations. For companies in California, compliance with these laws is not only mandatory but essential to avoid costly penalties, regulatory scrutiny, and potential lawsuits. Compliance with California’s securities laws is also required. Understanding …Read more
In the dynamic world of investment, California investors face both opportunities and risks. While the allure of financial gain can be enticing, it’s crucial to navigate the investment landscape with caution. The securities fraud lawyers at Finkel Law Group would like you to be aware of one such risk you may encounter when considering an …Read more
On July 13, 2023, the U.S. District Court for the Southern District of New York issued a decision in SEC v. Ripple Labs, Inc., a closely watched cryptocurrency case involving alleged securities law violations. The court held that Ripple Labs unlawfully sold unregistered securities in violation of the Securities Act of 1933 (“Act”) when it sold …Read more